OATI Consulting provides management with a review of Risk Management and Credit Policy structure and content, and makes recommendations for the improvement of policies and related procedures including:

• Program Overview and Trading Objectives – Background, organization risk appetite, objectives, definition of risks to be managed, strategy overview, periodic update and approval
• Organization Structure and Reporting Lines – Creation of risk management committee, development of roles and responsibilities, segregation of duties, and escalation procedure
• Transaction Authorizations and Restrictions – Approved instruments, markets, and additional approval requirements
• Credit and Counterparty Risk – Assist with development of approval processes and responsibilities
• Limit Structure and Compliance – Volumetric, location, product, statistical (VaR), trader/desk, stop-loss
• Risk Measurement Methodologies – Provide statistical and non statistical measures, back-testing, stress-testing, and performance benchmarks
• Management Reporting – Generate daily, weekly, monthly, quarterly requirements and contents, develop process for distribution of reports
• Compliance – Comply with requirements of FERC, NERC, CFTC and market monitor, code-of-conduct